Document Comparison
AOC-SAQ-D-ServiceProvider-v3-2-1-r1.pdf
→
PCI-DSS-v4-0-AOC-SAQ-D-Service-Provider-r2.pdf
54% similar
12 → 12
Pages
2310 → 2442
Words
41
Content Changes
Content Changes
41 content changes. 16 administrative changes (dates, page numbers) hidden.
Added
p. 2
This AOC reflects the results documented in an associated Self-Assessment Questionnaire (SAQ).
Capitalized terms used but not otherwise defined in this document have the meanings set forth in the PCI DSS Self-Assessment Questionnaire.
Part 1. Contact Information Part 1a. Assessed Entity Company name:
Company mailing address:
Company mailing address:
Company main website:
Company contact name:
Company contact title:
Contact phone number:
Contact e-mail address:
Part 1b. Assessor Provide the following information for all assessors involved in the assessment. If there was no assessor for a given assessor type, enter Not Applicable.
PCI SSC Internal Security Assessor(s) ISA name(s):
Assessor phone number:
Assessor e-mail address:
Assessor certificate number:
Describe system components that could impact the security of account data.
Capitalized terms used but not otherwise defined in this document have the meanings set forth in the PCI DSS Self-Assessment Questionnaire.
Part 1. Contact Information Part 1a. Assessed Entity Company name:
Company mailing address:
Company mailing address:
Company main website:
Company contact name:
Company contact title:
Contact phone number:
Contact e-mail address:
Part 1b. Assessor Provide the following information for all assessors involved in the assessment. If there was no assessor for a given assessor type, enter Not Applicable.
PCI SSC Internal Security Assessor(s) ISA name(s):
Assessor phone number:
Assessor e-mail address:
Assessor certificate number:
Describe system components that could impact the security of account data.
Added
p. 5
Indicate whether the environment includes segmentation to reduce the scope of the assessment. (Refer to “Segmentation” section of PCI DSS for guidance on segmentation.) Part 2d. In-Scope Locations/Facilities List all types of physical locations/facilities⎯for example, corporate offices, data centers, call centers, and mail rooms⎯in scope for the PCI DSS assessment.
Added
p. 6
Name of PCI SSC- validated Product or Version of Product or
PCI SSC Standard to which product or solution was validated
PCI SSC listing reference number Expiry date of listing (YYYY-MM-DD) For purposes of this document, ”Lists of Validated Products and Solutions” means the lists of validated products, solutions, and/or components appearing on the PCI SSC website (www.pcisecuritystandards.org)⎯for example, 3DS Software Development Kits, Approved PTS Devices, Validated Payment Software, Payment Applications (PA- DSS), Point to Point Encryption (P2PE) solutions, Software-Based PIN Entry on COTS (SPoC) solutions, and Contactless Payments on COTS (CPoC) solutions.
PCI SSC Standard to which product or solution was validated
PCI SSC listing reference number Expiry date of listing (YYYY-MM-DD) For purposes of this document, ”Lists of Validated Products and Solutions” means the lists of validated products, solutions, and/or components appearing on the PCI SSC website (www.pcisecuritystandards.org)⎯for example, 3DS Software Development Kits, Approved PTS Devices, Validated Payment Software, Payment Applications (PA- DSS), Point to Point Encryption (P2PE) solutions, Software-Based PIN Entry on COTS (SPoC) solutions, and Contactless Payments on COTS (CPoC) solutions.
Added
p. 7
• Store, process, or transmit account data on the entity’s behalf (for example, payment gateways, payment processors, payment service providers (PSPs), and off-site storage)
• Manage system components included in the scope of the entity’s PCI DSS assessment⎯for example, via network security control services, anti-malware services, security incident and event management (SIEM), contact and call centers, web-hosting services, and IaaS, PaaS, SaaS, and FaaS cloud providers.
• Could impact the security of the entity’s CDE⎯for example, vendors providing support via remote access, and/or bespoke software developers.
Name of service provider: Description of service(s) provided:
• Manage system components included in the scope of the entity’s PCI DSS assessment⎯for example, via network security control services, anti-malware services, security incident and event management (SIEM), contact and call centers, web-hosting services, and IaaS, PaaS, SaaS, and FaaS cloud providers.
• Could impact the security of the entity’s CDE⎯for example, vendors providing support via remote access, and/or bespoke software developers.
Name of service provider: Description of service(s) provided:
Added
p. 8
PCI DSS Requirement Requirement Responses More than one response may be selected for a given requirement.
Indicate all responses that apply.
In Place In Place with CCW Not Applicable Not Tested Not in Place
For any Not Tested responses, identify which sub- requirements were not tested and the reason.
Indicate below whether a full or partial PCI DSS assessment was completed:
Full
• All requirements have been assessed therefore no requirements were marked as Not Tested in the SAQ.
Partial
• One or more requirements have not been assessed and were therefore marked as Not Tested in the SAQ. Any requirement not assessed is noted as Not Tested in Part 2g above.
Compliant but with Legal exception: One or more assessed requirements in the PCI DSS SAQ are marked as Not in Place due to a legal restriction that prevents the requirement from being met and all other assessed requirements are marked as being either 1) In Place, 2) …
Indicate all responses that apply.
In Place In Place with CCW Not Applicable Not Tested Not in Place
For any Not Tested responses, identify which sub- requirements were not tested and the reason.
Indicate below whether a full or partial PCI DSS assessment was completed:
Full
• All requirements have been assessed therefore no requirements were marked as Not Tested in the SAQ.
Partial
• One or more requirements have not been assessed and were therefore marked as Not Tested in the SAQ. Any requirement not assessed is noted as Not Tested in Part 2g above.
Compliant but with Legal exception: One or more assessed requirements in the PCI DSS SAQ are marked as Not in Place due to a legal restriction that prevents the requirement from being met and all other assessed requirements are marked as being either 1) In Place, 2) …
Added
p. 12
If asked to complete this section, select the appropriate response for “Compliant to PCI DSS Requirements” for each requirement below. For any “No” responses, include the date the entity expects to be compliant with the requirement and a brief description of the actions being taken to meet the requirement.
Removed
p. 3
Part 1. Service Provider and Qualified Security Assessor Information Part 1a. Service Provider Organization Information Company Name: DBA (doing business as):
Business Address: City:
Business Address: City:
State/Province: Country: Zip:
State/Province: Country: Zip:
Lead QSA Contact Name: Title:
Business Address: City:
Business Address: City:
State/Province: Country: Zip:
State/Province: Country: Zip:
Lead QSA Contact Name: Title:
Modified
p. 3 → 2
Section 1: Assessment Information Instructions for Submission This document must be completed as a declaration of the results of the service provider’s self-assessment with the Payment Card Industry Data Security Standard Requirements and Security Assessment Procedures (PCI DSS). Complete all sections: The service provider is responsible for ensuring that each section is completed by the relevant parties, as applicable. Contact the requesting payment brand for reporting and submission procedures.
Section 1: Assessment Information Instructions for Submission This document must be completed as a declaration of the results of the entity’s self-assessment against the Payment Card Industry Data Security Standard (PCI DSS) Requirements and Testing Procedures. Complete all sections: The entity is responsible for ensuring that each section is completed by the relevant parties, as applicable. Contact the entity(ies) to which the Attestation of Compliance (AOC) will be submitted for reporting and submission procedures.
Modified
p. 3 → 2
Qualified Security Assessor Company name:
Removed
p. 4
Managed Services (specify):
Modified
p. 4 → 3
Applications / software Infrastructure / Network Physical space (co-location) Security services 3-D Secure Hosting Provider Shared Hosting Provider Other Hosting (specify):
Applications / software Infrastructure / Network Physical space (co-location) Web-hosting services Security services 3-D Secure Hosting Provider Multi-Tenant Service Provider Other Hosting (specify):
Modified
p. 4 → 3
POI / card present Internet / e-commerce MOTO / Call Center Other processing (specify):
Modified
p. 4 → 3
Note: These categories are provided for assistance only, and are not intended to limit or predetermine an entity’s service description. If you feel these categories don’t apply to your service, complete “Others.” If you’re unsure whether a category could apply to your service, consult with the applicable payment brand.
Note: These categories are provided for assistance only and are not intended to limit or predetermine an entity’s service description. If these categories do not apply to the assessed service, complete “Others.” If it is not clear whether a category could apply to the assessed service, consult with the entity(ies) to which this AOC will be submitted.
Removed
p. 5
Managed Services (specify):
Part 2c. Locations List types of facilities (for example, retail outlets, corporate offices, data centers, call centers, etc.) and a summary of locations included in the PCI DSS review.
Part 2c. Locations List types of facilities (for example, retail outlets, corporate offices, data centers, call centers, etc.) and a summary of locations included in the PCI DSS review.
Modified
p. 5 → 4
Applications / software Hardware Infrastructure / Network Physical space (co-location) Storage Web Security services 3-D Secure Hosting Provider Shared Hosting Provider Other Hosting (specify):
Applications / software Hardware Infrastructure / Network Physical space (co-location) Storage Web-hosting services Security services 3-D Secure Hosting Provider Multi-Tenant Service Provider Other Hosting (specify):
Modified
p. 5 → 4
POI / card present Internet / e-commerce MOTO / Call Center ATM Other processing (specify):
Modified
p. 5 → 4
Part 2b. Description of Payment Card Business Describe how and in what capacity your business stores, processes, and/or transmits cardholder data.
Part 2b. Description of Role with Payment Cards Describe how the business stores, processes, and/or transmits account data.
Modified
p. 5 → 4
Describe how and in what capacity your business is otherwise involved in or has the ability to impact the security of cardholder data.
Describe how the business is otherwise involved in or has the ability to impact the security of its customers’ account data.
Modified
p. 5
Type of facility Number of facilities of this type Location(s) of facility (city, country) Example: Retail outlets 3 Boston, MA, USA
Facility Type Total number of (How many locations of this type are in scope) Location(s) of facility (city, country) Example: Data centers 3 Boston, MA, USA
Removed
p. 6
Payment Application Version Number Application Is application PA-DSS Listed? PA-DSS Listing Expiry date (if applicable) Part 2e. Description of Environment Provide a high-level description of the environment covered by this assessment.
For example:
• Connections into and out of the cardholder data environment (CDE).
• Critical system components within the CDE, such as POS devices, databases, web servers, etc., and any other necessary payment components, as applicable.
Does your business use network segmentation to affect the scope of your PCI DSS environment? (Refer to “Network Segmentation” section of PCI DSS for guidance on network segmentation) Part 2f. Third-Party Service Providers Does your company have a relationship with a Qualified Integrator Reseller (QIR) for the purpose of the services being validated? Description of services provided by QIR:
For example:
• Connections into and out of the cardholder data environment (CDE).
• Critical system components within the CDE, such as POS devices, databases, web servers, etc., and any other necessary payment components, as applicable.
Does your business use network segmentation to affect the scope of your PCI DSS environment? (Refer to “Network Segmentation” section of PCI DSS for guidance on network segmentation) Part 2f. Third-Party Service Providers Does your company have a relationship with a Qualified Integrator Reseller (QIR) for the purpose of the services being validated? Description of services provided by QIR:
Removed
p. 8
• The requirement and all sub-requirements were assessed for that Requirement, and no sub- requirements were marked as “Not Tested” or “Not Applicable” in the SAQ.
• One or more sub-requirements of that Requirement were marked as “Not Tested” or “Not Applicable” in the SAQ.
• All sub-requirements of that Requirement were marked as “Not Tested” and/or “Not Applicable” in the SAQ.
• Details of specific sub-requirements that were marked as either “Not Tested” and/or “Not Applicable” in the SAQ
• Reason why sub-requirement(s) were not tested or not applicable
• One or more sub-requirements of that Requirement were marked as “Not Tested” or “Not Applicable” in the SAQ.
• All sub-requirements of that Requirement were marked as “Not Tested” and/or “Not Applicable” in the SAQ.
• Details of specific sub-requirements that were marked as either “Not Tested” and/or “Not Applicable” in the SAQ
• Reason why sub-requirement(s) were not tested or not applicable
Modified
p. 8
For all requirements identified as either “Partial” or “None,” provide details in the “Justification for Approach” column, including:
For all requirements identified as either “Not Applicable” or “Not Tested,” complete the “Justification for Approach” table below.
Modified
p. 8
Justification for Approach For any Not Applicable responses, identify which sub- requirements were not applicable and the reason.
Removed
p. 9
The assessment documented in this attestation and in the SAQ was completed on:
Have compensating controls been used to meet any requirement in the SAQ? Yes No Were any requirements in the SAQ identified as being not applicable (N/A)? Yes No Were any requirements in the SAQ identified as being not tested? Yes No Were any requirements in the SAQ unable to be met due to a legal constraint? Yes No
Have compensating controls been used to meet any requirement in the SAQ? Yes No Were any requirements in the SAQ identified as being not applicable (N/A)? Yes No Were any requirements in the SAQ identified as being not tested? Yes No Were any requirements in the SAQ unable to be met due to a legal constraint? Yes No
Modified
p. 9
Section 2: Self-Assessment Questionnaire D • Service Providers This Attestation of Compliance reflects the results of a self-assessment, which is documented in an accompanying SAQ.
Section 2: Self-Assessment Questionnaire D for Service Providers Self-assessment completion date: YYYY-MM-DD Were any requirements in the SAQ unable to be met due to a legal constraint? Yes No
Removed
p. 10
Compliant but with Legal exception: One or more requirements are marked “No” due to a legal restriction that prevents the requirement from being met. This option requires additional review from acquirer or payment brand.
If checked, complete the following:
I have confirmed with my payment application vendor that my payment system does not store sensitive authentication data after authorization.
I have read the PCI DSS and I recognize that I must maintain PCI DSS compliance, as applicable to my environment, at all times.
If my environment changes, I recognize I must reassess my environment and implement any additional PCI DSS requirements that apply.
If checked, complete the following:
I have confirmed with my payment application vendor that my payment system does not store sensitive authentication data after authorization.
I have read the PCI DSS and I recognize that I must maintain PCI DSS compliance, as applicable to my environment, at all times.
If my environment changes, I recognize I must reassess my environment and implement any additional PCI DSS requirements that apply.
Modified
p. 10
Section 3: Validation and Attestation Details Part 3. PCI DSS Validation This AOC is based on results noted in SAQ D (Section 2), dated (SAQ completion date).
Section 3: Validation and Attestation Details Part 3. PCI DSS Validation This AOC is based on results noted in SAQ D (Section 2), dated (Self-assessment completion date YYYY-MM-DD).
Modified
p. 10
Based on the results documented in the SAQ D noted above, the signatories identified in Parts 3b-3d, as applicable, assert(s) the following compliance status for the entity identified in Part 2 of this document: (check one):
Based on the results documented in the SAQ D noted above, each signatory identified in any of Parts 3b−3d, as applicable, assert(s) the following compliance status for the entity identified in Part 2 of this document.
Modified
p. 10
Compliant: All sections of the PCI DSS SAQ are complete, all questions answered affirmatively, resulting in an overall COMPLIANT rating; thereby (Service Provider Company Name) has demonstrated full compliance with the PCI DSS.
Compliant: All sections of the PCI DSS SAQ are complete, and all assessed requirements are marked as being either 1) In Place, 2) In Place with CCW, or 3) Not Applicable, resulting in an overall COMPLIANT rating; thereby (Service Provider Company Name) has demonstrated compliance with all PCI DSS requirements included in this SAQ except those noted as Not Tested above.
Modified
p. 10
Non-Compliant: Not all sections of the PCI DSS SAQ are complete, or not all questions are answered affirmatively, resulting in an overall NON-COMPLIANT rating, thereby (Service Provide Company Name) has not demonstrated full compliance with the PCI DSS.
Non-Compliant: Not all sections of the PCI DSS SAQ are complete, or one or more requirements are marked as Not in Place, resulting in an overall NON-COMPLIANT rating, thereby (Service Provider Company Name) has not demonstrated compliance with the PCI DSS requirements included in this SAQ.
Modified
p. 10
An entity submitting this form with a status of Non-Compliant may be required to complete the Action Plan in Part 4 of this document. Check with the payment brand(s) before completing Part 4.
Target Date for Compliance: YYYY-MM-DD An entity submitting this form with a Non-Compliant status may be required to complete the Action Plan in Part 4 of this document. Confirm with the entity to which this AOC will be submitted before completing Part 4.
Modified
p. 10
Affected Requirement Details of how legal constraint prevents requirement being met Part 3a. Acknowledgement of Status Signatory(s) confirms:
Affected Requirement Details of how legal constraint prevents requirement from being met
Modified
p. 10 → 11
(Select all that apply)
Modified
p. 10 → 11
PCI DSS Self-Assessment Questionnaire D, Version (version of SAQ), was completed according to the instructions therein.
PCI DSS Self-Assessment Questionnaire D, Version 4.0 was completed according to the instructions therein.
Modified
p. 10 → 11
All information within the above-referenced SAQ and in this attestation fairly represents the results of my assessment in all material respects.
All information within the above-referenced SAQ and in this attestation fairly represents the results of the entity’s assessment in all material respects.
Modified
p. 11
Part 3b. Service Provider Attestation Signature of Service Provider Executive Officer Date: YYYY-MM-DD Service Provider Executive Officer Name: Title:
Modified
p. 11
Part 3c. Qualified Security Assessor (QSA) Acknowledgement (if applicable) If a QSA was involved or assisted with this assessment, describe the role performed:
Part 3c. Qualified Security Assessor (QSA) Acknowledgement If a QSA was involved or assisted with this assessment, indicate the role performed:
Modified
p. 11
Signature of Duly Authorized Officer of QSA Company Date:
Signature of Duly Authorized Officer of QSA Company Date: YYYY-MM-DD Duly Authorized Officer Name: QSA Company:
Modified
p. 11
Part 3d. Internal Security Assessor (ISA) Involvement (if applicable) If an ISA(s) was involved or assisted with this assessment, identify the ISA personnel and describe the role performed:
Part 3d. PCI SSC Internal Security Assessor (ISA) Involvement If an ISA(s) was involved or assisted with this assessment, indicate the role performed:
Removed
p. 12
Check with the applicable payment brand(s) before completing Part 4.
Modified
p. 12
PCI DSS Requirement Description of Requirement Compliant to PCI DSS Requirements (Select One) Remediation Date and Actions (If “NO” selected for any Requirement) YES NO 1 Install and maintain a firewall configuration to protect cardholder data Do not use vendor-supplied defaults for system passwords and other security parameters 3 Protect stored cardholder data 4 Encrypt transmission of cardholder data across open, public networks Protect all systems against malware and regularly update anti-virus software or programs 6 Develop and maintain secure …
PCI DSS Requirement Description of Requirement Compliant to PCI DSS Requirements (Select One) Remediation Date and Actions (If “NO” selected for any Requirement) YES NO 1 Install and maintain network security controls 2 Apply secure configurations to all system components 3 Protect stored account data 4 Protect cardholder data with strong cryptography during transmission over open, public networks 5 Protect all systems and networks from malicious software 6 Develop and maintain secure systems and software 7 Restrict access to system …